Tu Nguyen, CFP®, EA

Wealth Advisor for Professionals Working in IT & Biotech Industries

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Sierra Pacific Private Wealth Tu Nguyen, CFP®, EA
Pleasanton, CA

Serving Clients Nationwide

Wealth Advisor for Professionals Working in IT & Biotech Industries

10 Certified Advisor Reviews™
4.9 out of 5 Stars
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Areas of Focus

  • Alternative Investments
  • Employee Stock Options
  • Equity Compensation Options
  • High Net Worth
  • Investment Management
  • Multi-Generational Wealth
  • Owning a Business
  • Retirement Planning
  • Tax-Smart Accumulation Planning
  • Tax-Smart Distribution Planning

About Tu Nguyen, CFP®, EA

Tu Nguyen, CFP®, EA is a Wealth Advisor and Tax Planner with over nine years of financial planning experience, specializing in retirement, education, and tax planning. As a Certified Financial Planner (CFP®) and Enrolled Agent (EA) with a client-centric approach, he is dedicated to guiding clients through their personal financial journeys, offering clear recommendations and effective solutions to help them achieve their goals.

Tu's investment philosophy focuses on long-term growth, quality investments, and diversification. He prioritizes risk management while focusing on helping to grow and protect the wealth of his clients. He holds a Bachelor of Arts in Economics from the University of California, Berkeley, and a Master of Science in Finance from St. Mary’s College of California.

Outside of the office, Tu enjoys reading, cooking, and traveling internationally, especially to go visit his family back home in Vietnam.

Q&A with Tu Nguyen

What do you enjoy most about life in the Bay Area?

I enjoy the strong sense of community and the diverse opportunities here. Living in Fremont, I appreciate being able to drive to San Jose each weekend to connect with my community by teaching Vietnamese and singing in my church choir. The Bay Area also provides a dynamic environment to continue growing my wealth management career.

What has been the most rewarding aspect of your professional roles?

I recently had the opportunity to help a couple who were approaching retirement. I guided them in rebalancing their portfolio to align with their new priorities, reduced their investment expenses, and reassessed their cash flow and insurance needs to ensure they were adequately prepared. We also reviewed their trusts and discussed various scenarios to determine the optimal time to liquidate their current rental property. That experience of helping my clients achieve their goals and seeing the positive impact on their lives has been incredibly rewarding.

What inspired you to pursue a career in wealth management?

My father was one of the founders of a bank in Vietnam back in the 1990s, and he inspired me to begin a career in banking. After working in retail banking for a few years, I realized I wanted to provide my clients with more comprehensive financial guidance. This led me to pursue wealth management, where I now have the ability to work with a wider range of clients and build long-term relationships as I guide them on their financial journeys.

Professional Designations

  • CERTIFIED FINANCIAL PLANNER ®
  • Enrolled Agent (EA)

Primary Location

7077 Koll Center Parkway, Suite 120, Pleasanton, CA 94566

Video

Meeting Options

  • Video Conference
  • In-Person
  • Phone

Compensation Methods

  • Fee Only
  • Percentage of Assets Managed

What to expect in the first meeting

Click the 'Book Intro Call' button above and complete the brief form to reach out or schedule an introductory call. We look forward to speaking with you.

Offers Investment Management

Yes

About Sierra Pacific Private Wealth

At Sierra Pacific Private Wealth, we believe financial success goes beyond numbers—it’s about empowering lives, creating opportunities, and building lasting legacies. Our mission is clear: to deliver tailored financial strategies that help driven professionals achieve their unique vision of success.

With expertise shaped by years of experience, we specialize in meeting the complex needs of professionals in the dynamic AI, tech, and biotech industries. From maximizing equity rewards to crafting tax-efficient strategies and building multigenerational wealth, our solutions are precise and personalized. Every financial journey is unique, and so is our approach to helping you succeed.

Our Vision

To become the go-to destination for tech and biotech professionals, executives, and founders seeking financial clarity and empowerment. We strive to raise the standard of wealth management by combining deep industry expertise with a commitment to excellence.

Our Mission

To simplify the complexities of wealth management and address the unique challenges faced by professionals in fast-paced industries. With proactive, tax-efficient, and personalized strategies, we empower our clients to lead, innovate, and build lasting legacies.

Our Core Values

✔️ Integrity First

As fee-only fiduciaries, we are committed to always acting in your best interest.

✔️ Personalized Attention

With years of experience, we’re here to guide you through life’s transitions.

✔️ Innovation at the Core

We leverage cutting-edge strategies and alternative investments to help you stay ahead.

✔️ Long-term Impact

We work with you to secure your wealth and prepare the next generation for stewardship and success.

Your Success Drives Us

Our team is not just experienced but truly dedicated to your best interests. As fee-only fiduciaries, we earn no commissions or kickbacks, ensuring our guidance remains unbiased and focused solely on your success. Our advice is built to help you reach your goals, not to sell investment products.

Education

Saint Mary's College of California Master's degree, Finance, General | University of California, Berkeley, Interdisciplinary Study Field, Urban Development

Hobbies and Interests

  • Cooking
  • Family
  • Reading
  • Traveling

Who We Serve

  • Baby Boomers
  • Business Owners
  • Corporate Executives
  • Entrepreneurs
  • Living in Retirement
  • Technology Professionals

Wealthtender is a trusted, independent financial directory and educational resource governed by our strict Editorial Policy, Integrity Standards, and Terms of Use. While we receive compensation from featured professionals (a natural conflict of interest), we always operate with integrity and transparency to earn your trust. Wealthtender is not a client of these providers. Testimonials may not be representative of other clients’ experiences and do not guarantee future performance or success.

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Incredible Support and Guidance

✅ Wealthtender Certified Advisor Review™
Nov 6, 2025
My Mother passed away a few years ago. I was overwhelmed being the Executor of her estate. I’m so grateful that I found Sierra Pacific. The incredible support and guidance I’ve received from Janet and her wonderful team. They’ve truly made a difference in my life by helping me feel confident and organized with my finances as well as my sons. What I appreciate most is how genuinely they care — it’s not just about numbers or investments, but about understanding our goals and what’s important to us.
Relationship to Financial Advisor: Client as of Nov 6, 2025
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Beth
Beth

Highly recommend!

✅ Wealthtender Certified Advisor Review™
Aug 15, 2025
Sierra Pacific Private Wealth helped us navigate the complexities of diversifying our stock holdings after an IPO while managing taxes, estate planning, real estate, and more. As busy professionals, we appreciated their quick responses, clear guidance, and expertise in helping us make informed decisions. They've helped us save money and avoid costly mistakes. Highly recommend!
Relationship to Financial Advisor: Client as of Aug 15, 2025
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Steve S
Steve S

Personalized and professional

✅ Wealthtender Certified Advisor Review™
Mar 18, 2025
Before working with SPPW, I struggled to find time to build an investment portfolio that aligned with my financial needs. SPPW's financial planning and investment advisory services have completely solved this for me. What I love most is the personal touch they provide, unlike the impersonal services of large companies. Their team is responsive, friendly, and conducts regular portfolio reviews, which are incredibly helpful. I highly recommend them for their personalized and professional approach to wealth management.
Relationship to Financial Advisor: Client as of Mar 18, 2025
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Saikat P
Saikat P

Game-changer

✅ Wealthtender Certified Advisor Review™
Nov 28, 2024
Working with Janet and her team has been a game-changer. After struggling with a large brokerage account that lacked personal guidance, I turned to them for the focused attention I needed. Janet's expertise, especially during tough times like the 2008 crash, gave me confidence as she carefully managed my assets. I trust Janet and her team to prioritize my best interests and always be there when I need guidance. If you want a personalized, hands-on approach to managing your finances, they’re the way to go.
Relationship to Financial Advisor: Client as of Nov 28, 2024
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Richard H.
Richard H.

High-End Tools with Personal Touch

✅ Wealthtender Certified Advisor Review™
Dec 23, 2023
Managing a large portfolio of assets used to take too much of my time, but SPPW has been a game-changer. They are incredibly responsive and take the time to ensure you understand everything you need to know. If you're looking for a smaller financial advisory firm with a personal touch, SPPW is an excellent choice. They combine the high-end tools of Charles Schwab with unmatched availability through calls and email.
Relationship to Financial Advisor: Client as of Dec 23, 2023
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for David L.
David L.

5 Stars

✅ Wealthtender Certified Advisor Review™
Dec 6, 2023
I recently had the pleasure of speaking with Janet Zheng Wan from Sierra Pacific Advisors in my search for financial guidance. While I initially reached out to schedule a consultation, Janet went above and beyond by providing an impromptu phone consultation. Despite my initial intention to schedule a consultation, she offered valuable insights and advice without any expectation of any immediate commitment or compensation. It was evident that her primary focus was on understanding my needs and providing assistance rather than pushing for a quick transaction.
Relationship to Financial Advisor: Client as of Dec 6, 2023
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Marc Rico
Marc Rico

5 Stars

✅ Wealthtender Certified Advisor Review™
Oct 13, 2023
After being long-term clients of other financial advisors, large and small, my husband and I sought out a local NAPFA firm to gain more personal attention in financial planning as well as portfolio management. When we met with Sierra Pacific Financial Advisors we immediately noticed a difference from other firms we'd worked with and interviewed. They were very thorough and attentive to our particular financial situation and offered plans and strategies that suited our near-term and future needs. As Sierra Pacific Financial Advisors clients we feel confident of our financial future and look forward to their continued guidance during up and down market conditions, through upcoming life changes, and future retirement.
Relationship to Financial Advisor: Client as of Oct 13, 2023
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Carolyn Chan
Carolyn Chan

4 Stars

✅ Wealthtender Certified Advisor Review™
Aug 3, 2023
We recently started working with SPFA on managing our investment portfolio after an initial financial planning session. The team, lead by Janet, is professional and takes time to understand your needs and investment philosophy. The planning was thorough and included multiple scenarios, which were well thought through. Janet's team is prompt and thorough in its work and I'm expecting my portfolio to do well and thrive in the years to come under her stewardship.
Relationship to Financial Advisor: Client as of Aug 3, 2023
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Ananya Saikat Paul
Ananya Saikat Paul

5 Stars

✅ Wealthtender Certified Advisor Review™
Jun 20, 2022
I have been a client for SPFC for several years and Janet Wan is my advisor. I appreciate her promptness every time I need her help and also guide me through the financial ways that I am not familiar with.
Relationship to Financial Advisor: Client as of Jun 20, 2022
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
Avatar for Serdar Turhal
Serdar Turhal

5 Stars

✅ Wealthtender Certified Advisor Review™
Feb 2, 2022
I have been a client of Sierra Pacific Financial Advisors in Pleasanton for several years now and have received extraordinary service. My Personal Finances are critical to my future as well as my children's future. So finding an advisor with whom I could trust was extremely important. Janet and the team at SPFA are knowledgeable, experienced and organized professionals. While being very Responsive and Effective. Feeling in control of your financial future is something you must experience to appreciate. I owe that in large part to SPFA. Thanks to everyone at Sierra Pacific Financial Advisors, I'm now very comfortable with my future finances.
Relationship to Financial Advisor: Client as of Feb 2, 2022
Compensation: This reviewer received no compensation for this review.
Conflicts of Interest: There are no material conflicts of interest.
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Tom