Advisor Referral Program Terms of Use

Last Updated: August 10, 2024

Advisor Referral Program Terms

When you refer a new Financial Advisor to become a paid Wealthtender subscriber, you “Consumer” may become eligible to receive an Amazon Gift Card valued at up to $50, subject to the Advisor Referral Program terms described below.

To determine if a Financial Advisor is already a paid Wealthtender subscriber, visit the Wealthtender Financial Advisor Directory. If a Financial Advisor is listed in the Directory, no referral award is available. The referred Financial Advisor may not be a former Wealthtender client.

This program is only available to Consumers who are US residents age 18 and over. To participate, Consumers must refer a licensed US Financial Advisor with an active CRD# in the Investment Adviser Public Disclosure website maintained by the US Securities and Exchange Commission.

A Consumer must also be a current client, former client, or known acquaintance of the referred Financial Advisor, as determined solely by the action of the referred Financial Advisor becoming a paid Wealthtender subscriber in response to the referral.

Licensed US Financial Advisors are not eligible to receive a gift card of any value for referring another Financial Advisor(s) through the Advisor Referral Program. However, Licensed US Financial Advisors who sign up for a paid subscription via a Consumer Referral may be eligible for an introductory discount on their first two monthly payments to Wealthtender.

A Consumer may only earn a Gift Card once a referred Financial Advisor has become a paying Wealthtender subscriber and completed their first two monthly payments.

If a Financial Advisor is referred to Wealthtender by more than one Consumer, only the first Consumer will be eligible to receive a Gift Card, determined by the date of receipt by Wealthtender of the submission form described below.

Under no circumstances will the referral of an individual Financial Advisor result in the award of more than one Gift Card attributable to the same Financial Advisor through this Program.

Consumers may refer up to five Financial Advisors through this Program and can earn a maximum of 5 Gift Cards. Under no circumstances can a consumer refer more than five Financial Advisors or earn Gift Cards with a combined value greater than $250 through this Program.

Referring a Financial Advisor to Wealthtender

To refer a Financial Advisor, a Consumer must submit this form. A Consumer will not be eligible to receive a Gift Card if the form is incomplete or includes incorrect contact information for the Consumer and/or referred Financial Advisor (e.g., an invalid email address).

Upon form submission and a preliminary review by Wealthtender staff for completeness, Consumer eligibility, and Financial Advisor eligibility, an email notification will be sent to the referred Financial Advisor (including a cc: to the Consumer) with details of the Consumer review and an invitation for the Financial Advisor to become a paying Wealthtender subscriber.

The Financial Advisor must then follow the instructions provided within the email and initiate a paid monthly Wealthtender subscription plan using a valid credit card or debit card within ten days of the email delivery date for the referring Consumer to be eligible to receive a Gift Card. A Consumer may only earn a Gift Card once a referred Financial Advisor has become a paying Wealthtender subscriber and completed their first two monthly payments.

Earning a Gift Card

A referring Consumer may become eligible to receive an Amazon Gift Card once a referred Financial Advisor has become a paying Wealthtender subscriber and completed their first two monthly payments.

If a referred Financial Advisor initiates a paid monthly Wealthtender subscription plan within the eligibility timeframe, the referring Consumer will be notified around the time of the initiated subscription.

After approximately 31 days following the date of initial payment received from the referred Financial Advisor, if the referred Financial Advisor successfully completes their second monthly subscription payment and all other Program terms have been met, the referring Consumer will be contacted by email with their Claim Code and details to redeem their Amazon Gift Card online.

The value of the Amazon Gift Card earned by a Consumer will be $30 (30 US dollars) if the Financial Advisor has selected the Financial Advisor Starter subscription plan. The value of the Amazon Gift Card earned by a Consumer will be $50 (50 US dollars) if the Financial Advisor has selected the Financial Advisor Growth or Elite subscription plan.

Under no circumstances can a Consumer earn a Gift Card valued at more than $50 for the referral of a Financial Advisor through this Program.

Multiple Referrals

Consumers may refer up to five Financial Advisors through this Program and can only earn a maximum of 5 Gift Cards. Under no circumstances can a Consumer earn Gift Cards with a combined value greater than $250 through this Program.

Writing a Review about a Referred Financial Advisor

If a Consumer submits a review about a Financial Advisor, Consumer acknowledges the review is based on the Consumer’s own experience and reflects the Consumer’s genuine opinion. Consumer also agrees to the Wealthtender Terms of Service and Privacy Policy and gives the referred Financial Advisor permission to publicly display the Consumer’s review online on the Financial Advisor’s website and/or their Wealthtender profile page.

Termination and Change; Fraud or Abuse

Wealthtender may suspend, modify, or terminate this Program or any Consumer’s eligibility to participate for any reason, at any time, at its sole discretion, without notice to Consumer. In any such case, referrals initiated, but not yet completed, will not qualify for a referral award or will qualify for an alternative reward at Wealthtender’s discretion.

The most recent communication from Wealthtender making the Program available to a referring Consumer and the Wealthtender Advisor Referral Program Terms of Use in effect at the time a referred Consumer submits the Program form will govern the value of the Gift Card a referring Consumer receives.

Wealthtender also reserves the right at its sole discretion to not issue or cancel any awarded Gift Card if a referring Consumer is suspected of fraud, abuse, misconduct, or other violations of these or the main Wealthtender Terms of Service or Privacy Policy.

Check this page frequently to ensure that you understand the Wealthtender Advisor Referral Program terms then in effect.

Except where provided explicitly herein, the Wealthtender Terms of Service and Wealthtender Privacy Policy apply fully and completely. Where these Referral Terms of Use conflict with such Wealthtender Terms of Service or Wealthtender Privacy Policy, these Advisor Referral Terms of Use apply.

Additional Disclosures

Please also refer to our terms of service and privacy policy for additional information. If you have any questions about the Advisor Referral Program or if we can assist with anything at all, please contact us by email at support@wealthtender.com or call us at (512) 540 – 3811.

Thank you for visiting Wealthtender and giving us the opportunity to serve you.