Alison Roth, CFA, CFP®
Focused on helping individuals understand & optimize their financial life.
Wealthtender Community Connect helps people discover the best financial advisors for their individual needs through their favorite blogs and podcasts.
Click Here to Learn More
Serving Clients Nationwide
Focused on helping individuals understand & optimize their financial life.
Areas of Focus
- Cash Flow
- Employee Stock Options
- Equity Compensation Options
- Financial Life Planning
- Investment Management
- Retirement Planning
- Taxes
- Women & Wealth
About Alison Roth, CFA, CFP®
If you are reading this, you are likely considering working with a new financial advisor (potentially for the first time!), so congratulations! 🎉 It can be an overwhelming process, though, navigating the financial world...And just like shouldn't go to a foot doctor if you need help with your heart, you shouldn't start working with just any financial advisor, you should aim to work with one that is experienced in helping folks with a situation similar to yours.
📖 So here is a little about me to help you better gauge if I might be a good fit for you:
📈 I work with folks to use money as a tool to help achieve their financial goals while staying true to their values and what matters most.
🌎 Our work is comprehensive; we dive deep into all areas of our clients' financial lives to evaluate their current situation versus where they’d like to be and co-develop an actionable roadmap to help get there, adjusting as life and goals inevitably change.
🤝 Folks often choose to partner with us because they either lack the time, desire, and/or expertise to effectively manage their finances themselves. They want a partner in the process.
💰 We place an emphasis on tax planning, because "Nothing is certain except death and taxes".
📚 Continuing education is key; I hold the CFA® designation and CFP® certification, and received a certificate in Financial Life Planning from Golden Gate University.
⏳ In my free time, I enjoy reading, playing and watching sports, and spending time with family, friends, and my two cats.
Professional Designations
- CERTIFIED FINANCIAL PLANNER ®
- Chartered Financial Analyst (CFA)
Primary Location
2121 avenue of the stars
Meeting Options
- Video Conference
- In-Person
- Phone
Compensation Methods
- Flat Fee
- Percentage of Assets Managed
What to expect in the first meeting
The primary purpose of our first meeting is really for us to learn more about your unique situation and what's on your mind. To do that, we will ask you a series of questions. Don't worry it's not some test that you need to set aside hours to study or prepare for, but you might find it helpful to glance over some of your financials beforehand. At the end of the meeting, there will be no commitment asked for, instead we can simply mutually decide if we should have a second meeting to dive into more specifics about your situation and how we might be able to help. If that sounds like something that would be helpful for you, click the 'Book Intro Call' button above to schedule a free 30-45 minute zoom meeting.Offers Investment Management
Yes
About AdvicePeriod
At AdvicePeriod, we think it’s time to reinvent wealth management and focus clients on the important decisions necessary to manage their wealth. Our advisors prepare clients for whatever life brings their way. We understand how any event or opportunity might impact the big picture, so we can help clients plan, grow, and keep more of their wealth over time.By combining actionable planning advice with objective investment guidance, we strive to enable clients to achieve their financial goals, and shape their legacy for generations to come.
This is how wealth management is going to evolve.
We built our firm to achieve three simple objectives.
✅ We want you to meet your financial objectives. Our firm is grounded in robust planning. It’s what allows us to deliver advice that makes a difference now and in the long run.
✅ We want you to sleep well at night. No more worrying. Our data-driven process is designed to help ensure sure you keep more of what you’ve earned, and we offer total access and transparency whenever you want it.
✅ We want you to be happy you found us. To ensure you’re happy we’re part of your life, we’ll keep you “in the know” with unparalleled service. We can’t control the markets, but we can control the experience.
Isn’t it time you got the advice you’ve always wanted?
AdvicePeriod is another business name and brand utilized by Mariner Platform Solutions, LLC, a SEC registered investment adviser. Registration of an investment advisor does not imply a certain level of skill or training. For additional information about MPS, including fees and services, please contact MPS or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). Please read the disclosure statement carefully before you invest.
Education
Loyola Marymount University, Bachelor’s Degree, B.B.A. in Finance; B.S. in Economics
Hobbies and Interests
- Eating Out
- Family
- Reading
- Relaxing
- Sports
- Traveling
SEC Lookup
View DisclosureWho We Serve
- Business Owners
- Corporate Executives
- Engineers
- Gen X
- Gen Y / Millennials
- Technology Professionals
- Women Professionals
- Young Families
Wealthtender® is a trusted, independent financial directory and educational resource governed by our strict Editorial Policy, Integrity Standards, and Terms of Use. While we receive compensation from featured professionals (a natural conflict of interest), we always operate with integrity and transparency to earn your trust. Wealthtender is not a client of these providers. Testimonials may not be representative of other clients’ experiences and do not guarantee future performance or success.
Great Partner
Knowledgeable, personable, dependable, professional
Finally found the help I needed!
considerate and knowledgeable
A True Partner in Financial Planning
Trustworthy and Insightful Financial Advisor
Thank you Ali!
A Wealth Manager Who Listens, Delivers, and Earns Praise From CPAs Too
First Time Investor
A Trusted Partner
We Want Your Voice to be Heard
Wealthtender exists to help people discover trusted and authentic financial professionals and educators who may be a good fit based on their unique needs and circumstances.
Your honest reviews help people decide which financial professionals and educators may be best suited to their individual needs.
The majority of people trust reviews as much as personal recommendations, so what you write in your review should reflect your own opinion and experience.
Tips for Writing a Helpful Review
Be descriptive. Instead of just saying what you like or dislike, share why. What have you enjoyed most or least about your experience with the provider? Have they helped you overcome a difficult financial challenge or strengthened your knowledge about particular money matters? The more details, the better!
Be honest. Your rating and review should reflect your actual experience.
Stay relevant. Ensure your review is helpful to others by avoiding off-topic discussions or personal opinions not relevant to your direct experience.
Make your review easy to read. Reviews should be readable to others. Use proper grammar, avoid excessive capitalization or punctuation, and be sure to check your spelling.
Be yourself. Don’t post as, or pretend to be, someone else, and do not say you’re associated with a person or organization with which you are not.
Be nice. Don’t write abusive, hateful, threatening, or harassing content. Avoid personal threats, hate speech, obscenities, or inflammatory language.
Respect the privacy of others. Don’t post information that can be used to identify another individual or compromise their privacy.
Report abuse. Thank you for helping us ensure reviews on Wealthtender are helpful to everyone. If you suspect possible violations of our guidelines or believe a review is inappropriate, please email support@wealthtender.com with a link to the provider’s profile, indicating the review in question and the reason you believe it violates our guidelines.
➡️ Are you reviewing a financial advisor? Learn more about Certified Advisor Reviews.
Disclaimers
Wealthtender reserves the right to remove reviews that violate its guidelines and/or regulations issued by the Federal Trade Commission, Securities and Exchange Commission, FINRA, and other regulatory agencies. Further, financial advisors are subject to individual firm policies and rules prescribed by federal and state regulators that may result in reviews being removed, not published, or potentially modified upon the documented request submitted by an advisor, compliance officer, or other firm professional to maintain compliance with federal and state regulations.
If you submit a review on Wealthtender, the Federal Trade Commission has issued guidance to ensure you always maintain the right and ability to request reviews be removed from any online review website, including Wealthtender. To request the removal of a review you submitted on Wealthtender, please send an email to support@wealthtender.com using the same email address you utilized when submitting the review. Please include in your email a link to the profile on Wealthtender where your review is published.
In addition to your review being published on Wealthtender, you acknowledge your review may also be published by your financial advisor on their website, social media accounts, and/or profile pages on other directory websites.
The reviews posted on Wealthtender are individual and subjective opinions. The opinions expressed in reviews are those of the reviewer and not of Wealthtender, Inc. Wealthtender does not endorse any of the opinions expressed by reviewers.
Please refer to the Wealthtender terms of service and privacy policy for additional information.
If you have questions or if we can assist with anything at all, please contact us by email at support@wealthtender.com or call us at (512) 540 – 3811.
Thank you for visiting Wealthtender and giving us the opportunity to serve you.
© 2024 Wealthtender, Inc.
