Herman Schroeder, CFA
Fee-Only Wealth Advisor in Brooklyn
Wealthtender Community Connect helps people discover the best financial advisors for their individual needs through their favorite blogs and podcasts.
Click Here to Learn More
Fee-Only Wealth Advisor in Brooklyn
Areas of Focus
- Capital Gains
- Investment Management
- Retirement Planning
- Taxes
About Herman Schroeder, CFA
I'm Herman Schroeder, CFA, founder of Schroeder Capital Management, LLC, a fee-only registered investment adviser in Cobble Hill, Brooklyn.I work with people sitting on cash or concentrated equity: a liquidity event, a vest, RSUs, or years of savings still in the bank. Especially in New York, where the tax drag is high and a bank wealth team is often the default. You get the principal, not a platform.
One job: compound the capital and keep the tax drag low. Simple portfolios. Tax-aware compounding. Direct access to me.
I typically work with people who have $1 million or more in investable assets, usually from equity compensation or a liquidity event. That is typical, not a minimum.
CFA charterholder. MBA, University of Virginia Darden School of Business, 2014. UK ACA.
Professional Designations
- Chartered Financial Analyst (CFA)
Primary Location
398 Henry St, Brooklyn, NY 11201
Meeting Options
- Video Conference
- In-Person
- Phone
Compensation Methods
- Fee Only
- Percentage of Assets Managed
What to expect in the first meeting
Click the 'Book Intro Call' button above to schedule a free introductory conversation. We'll get to know each other and I'll listen to understand your unique circumstances so we can determine the best way to proceed. I look forward to speaking with you.Offers Investment Management
Yes
About Schroeder Capital
Schroeder Capital Management, LLC is a fee-only fiduciary RIA at 398 Henry Street, Brooklyn, NY 11201. We manage investments. We are not a bank and we do not sell products.Compensation is a transparent percentage of assets: 1.00% up to $5 million, 0.90% from $5 million to $10 million, and 0.80% above $10 million. Client assets stay at an independent custodian such as Charles Schwab. No commissions.
The product is after-tax compounding. (646) 980-9724. www.schroedercap.com
Education
University of Virginia Darden School of Business, Master of Business Administration - MBA, Business Administration and Management, General | M.A. in Economics and Accounting from the University of Edinburgh
Hobbies and Interests
- Family
SEC Lookup
View DisclosureWho We Serve
- Corporate Executives
- Gen X
- Gen Y / Millennials
- Individuals
- Living in Retirement
Wealthtender® is a trusted, independent financial directory and educational resource governed by our strict Editorial Policy, Integrity Standards, and Terms of Use. While we receive compensation from featured professionals (a natural conflict of interest), we always operate with integrity and transparency to earn your trust. Wealthtender is not a client of these providers. Testimonials may not be representative of other clients’ experiences and do not guarantee future performance or success.
Write a Review
By clicking submit, you acknowledge this review is based on your own experience and reflects your genuine opinion. You also agree to our review policy, privacy policy, and terms and conditions, and give this financial advisor permission to publicly display your review on their website.
Simply the Best!
Straight answers on concentrated stock and taxes, no sales pitch
The ultimate strategist
We Want Your Voice to be Heard
Wealthtender exists to help people discover trusted and authentic financial professionals and educators who may be a good fit based on their unique needs and circumstances.
Your honest reviews help people decide which financial professionals and educators may be best suited to their individual needs.
The majority of people trust reviews as much as personal recommendations, so what you write in your review should reflect your own opinion and experience.
Tips for Writing a Helpful Review
Be descriptive. Instead of just saying what you like or dislike, share why. What have you enjoyed most or least about your experience with the provider? Have they helped you overcome a difficult financial challenge or strengthened your knowledge about particular money matters? The more details, the better!
Be honest. Your rating and review should reflect your actual experience.
Stay relevant. Ensure your review is helpful to others by avoiding off-topic discussions or personal opinions not relevant to your direct experience.
Make your review easy to read. Reviews should be readable to others. Use proper grammar, avoid excessive capitalization or punctuation, and be sure to check your spelling.
Be yourself. Don’t post as, or pretend to be, someone else, and do not say you’re associated with a person or organization with which you are not.
Be nice. Don’t write abusive, hateful, threatening, or harassing content. Avoid personal threats, hate speech, obscenities, or inflammatory language.
Respect the privacy of others. Don’t post information that can be used to identify another individual or compromise their privacy.
Report abuse. Thank you for helping us ensure reviews on Wealthtender are helpful to everyone. If you suspect possible violations of our guidelines or believe a review is inappropriate, please email support@wealthtender.com with a link to the provider’s profile, indicating the review in question and the reason you believe it violates our guidelines.
Disclaimers
Wealthtender reserves the right to remove reviews that violate its guidelines and/or regulations issued by the Federal Trade Commission, Securities and Exchange Commission, FINRA, and other regulatory agencies. Further, financial advisors are subject to individual firm policies and rules prescribed by federal and state regulators that may result in reviews being removed, not published, or potentially modified upon the documented request submitted by an advisor, compliance officer, or other firm professional to maintain compliance with federal and state regulations.
If you submit a review on Wealthtender, the Federal Trade Commission has issued guidance to ensure you always maintain the right and ability to request reviews be removed from any online review website, including Wealthtender. To request the removal of a review you submitted on Wealthtender, please send an email to support@wealthtender.com using the same email address you utilized when submitting the review. Please include in your email a link to the profile on Wealthtender where your review is published.
In addition to your review being published on Wealthtender, you acknowledge your review may also be published by your financial advisor on their website, social media accounts, and/or profile pages on other directory websites.
The reviews posted on Wealthtender are individual and subjective opinions. The opinions expressed in reviews are those of the reviewer and not of Wealthtender, Inc. Wealthtender does not endorse any of the opinions expressed by reviewers.
Please refer to the Wealthtender terms of service and privacy policy for additional information.
If you have questions or if we can assist with anything at all, please contact us by email at support@wealthtender.com or call us at (512) 540 – 3811.
Thank you for visiting Wealthtender and giving us the opportunity to serve you.
© 2026 Wealthtender, Inc.
