Shad Roundy, CRPC™
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Seascape Wealth Management
Shad Roundy, CRPC™
Tracy, CA
Serving Clients Nationwide
With you in mind, and your best interest at heart
Areas of Focus
- Financial Life Planning
- Insurance
- Investment Management
- Retirement Planning
- Taxes
About Me
Hi, I'm Shad Roundy. I have been a Financial Advisor since 2013. I began in Honolulu, then managed the Edward Jones Ka'anapali branch in Lahaina, Maui for 2 years. I eventually moved to Tracy, CA, where I directed the downtown Edward Jones branch for 4.5 years. I was then a Senior Financial Advisor with Merrill Lynch for 3.5 years.In 2024 I started my own practice- Seascape Wealth Management, Inc. as an Independent Financial Advisor. I have clients all over the country - concentrated in the San Francisco East Bay area, the Central Valley, and Hawaii. I am available for in-person consultations locally, or across the country virtually.
Your Personal Wealth Advisor
I am passionate about helping people and I treat my clients like family. As your advisor, my role extends far beyond investment selection; I often find myself acting as an educator, counselor, and life coach. I regularly address critical questions about retirement timing, family legacies, and tax reduction strategies.
Building a relationship based on trust, grounded in honest and objective communication, is at the core of my work. I take my fiduciary duty very seriously and I always put my clients' best interests first.
A Unique Perspective
As a dedicated consultant with over 25 years of experience across various fields, I bring a broad perspective to financial advisement. My experience prior to becoming a Financial Advisor in 2013:
▪️ Advertising Consultant for dozens of small to mid-size companies in Hawaii - 5 years
▪️ Sales & Marketing Director for a national wholesale business based in Utah - 7 years
▪️ University Enrollment Counselor in Phoenix - 3 years
I am fortunate to have been married to my brilliant wife for over 28 years. We have three wonderful children, and I come from a very large extended family. My active involvement in volunteer leadership and mentoring roles within my church and community has further enhanced my commitment to serving others. These rich experiences, alongside my time as a financial advisor, enable me to truly empathize with the financial needs of families and business owners.
Professional Designations
- Chartered Retirement Planning Counselor (CRPC)
Primary Location
2714 Redbridge Rd, Tracy, CA 95377
Meeting Options
- Video Conference
- In-Person
- Phone
Compensation Methods
- Fee Based
What to expect in the first meeting
Click the 'Book Intro Call' button above to schedule an introductory call or a time for us to meet in person. We'll get to know each other and I'll listen to understand your unique circumstances so we can determine the best way to proceed. I look forward to speaking with you.Offers Investment Management
Yes
About our Firm
At Seascape Wealth Management, your peace of mind is my top priority. I am committed to addressing your current financial needs while helping you prepare for every stage of your future financial journey.Whether you're focused on building a nest egg for retirement, preparing for the unexpected, or preserving your legacy, my approach is centered on your goals. Together, we’ll create a plan that is tailored to you.
Whatever your age or background, a thoughtfully designed financial plan, paired with the guidance of a trusted advisor, can help you chart a clear course to financial success. You may be surprised at what is possible with a disciplined, long-term investment approach. What are your dreams?
What sets me apart as a Wealth Advisor:
✔️ Integrity - My clients trust me to be honest and always have their best interest at heart.
✔️ Communication - I listen intently to understand your goals, then explain investments and options clearly.
✔️ Collaboration - I am careful to base my recommendations on your values, preferences, and comfort with risk.
Your Family Deserves a Customized Plan
Every financial situation is unique. Schedule a no-cost, no-commitment consultation, and together we’ll assess your goals, financial resources, and future income needs. I’ll explain the potential risks and benefits of various investment options and withdrawal strategies. From there, I’ll create a clear financial plan tailored specifically to you and your family.
Education
Brigham Young University, Hawaii Business & Communications Courses | University of Phoenix, Business Administration & Marketing
Hobbies and Interests
- Church
- Family
- Volunteering
SEC Lookup
View DisclosureWho We Serve
- Baby Boomers
- Business Owners
- Corporate Executives
- Dual Income Family
- Families
- Gen X
- Intergenerational Families
- Living in Retirement
- Parents
- Women’s Finance
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